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ASHLAND INC. — Director's Dealing 2021
Aug 5, 2021
31616_dirs_2021-08-05_84e2b326-d9a8-4cdc-bfaa-6e100046f5e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2021-08-03
Reporting Person: KALYANA SWAMINATHAN ASHOK (Sr VP & Gen Mgr, Life Sciences)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-03 | Common Stock | M | 265 | $83.41 | Acquired | 365 | Direct |
| 2021-08-03 | Common Stock | F | 83 | $83.41 | Disposed | 282 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-03 | Restricted Stock Units | $ | M | 265 | Disposed | Common Stock (265) | Direct |
Footnotes
F1: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock
F3: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.