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ASHLAND INC. — Director's Dealing 2021
Sep 8, 2021
31616_dirs_2021-09-08_4166e13f-8ef1-4fcd-914a-fe5f0838650d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2021-09-03
Reporting Person: WILLIS J KEVIN (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-03 | Common Stock | M | 2307 | $29.50 | Acquired | 3131 | Direct |
| 2021-09-03 | Common Stock | D | 727 | $93.50 | Disposed | 2404 | Direct |
| 2021-09-03 | Common Stock | F | 475 | $93.50 | Disposed | 1929 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-03 | Stock Appreciation Right | $29.50 | M | 2307 | Disposed | 2022-01-02 | Common Stock (2307) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 33082 | Indirect |
| Common Stock | 0 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: This represents the shares of common stock for payment of exercise price incident to the exercise of stock acquisition rights (SARs).
F3: This represents the withholding of shares of common stock to satisfy tax withholding liability associated with the exercise of the SARs that was reported in this Form 4.
F4: Based on Employee Savings Plan information on September 8, 2021, the latest date for which such information is reasonably available.