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ASHLAND INC. Director's Dealing 2021

Nov 17, 2021

31616_dirs_2021-11-17_2e4d5d82-7e4d-41a5-b63a-f22c8f184f4b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2021-11-15

Reporting Person: WILLIS J KEVIN (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-15 Common Stock M 1393 $108.17 Acquired 2233.701 Direct
2021-11-15 Common Stock F 462 $108.17 Disposed 1771.701 Direct
2021-11-15 Common Stock M 1527 $108.17 Acquired 3298.701 Direct
2021-11-15 Common Stock F 506 $108.17 Disposed 2792.701 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-15 Restricted Stock Units $ M 1393 Disposed Common Stock (1393) Direct
2021-11-15 Restricted Stock Units $ M 1527 Disposed Common Stock (1527) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 33128 Indirect
Common Stock 0 Indirect

Footnotes

F1: Includes 3,637 shares of unvested Restricted Stock.

F2: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.

F4: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.