AI assistant
ASHLAND INC. — Director's Dealing 2021
Nov 17, 2021
31616_dirs_2021-11-17_87a3a5fd-7d3d-46d0-972d-6f866adbe282.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2021-11-15
Reporting Person: Winkler von Mohrenfels Petra Yvonne (Sr. VP, GC and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-15 | Common Stock | M | 105 | $108.17 | Acquired | 3622.154 | Direct |
| 2021-11-15 | Common Stock | F | 33 | $108.17 | Disposed | 3589.154 | Direct |
| 2021-11-15 | Common Stock | M | 103 | $108.17 | Acquired | 3692.154 | Direct |
| 2021-11-15 | Common Stock | F | 33 | $108.17 | Disposed | 3659.154 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-15 | Restricted Stock Units | $ | M | 105 | Disposed | Common Stock (105) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 103 | Disposed | Common Stock (103) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
F2: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.
F3: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.