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ASHLAND INC. — Director's Dealing 2021
Nov 23, 2021
31616_dirs_2021-11-23_940462d2-5b29-495d-b3be-8c17b7681a3e.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2021-11-15
Reporting Person: WILLIS J KEVIN (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-15 | Common Stock | M | 1393 | $108.17 | Acquired | 2233.701 | Direct |
| 2021-11-15 | Common Stock | F | 448 | $108.17 | Disposed | 1785.701 | Direct |
| 2021-11-15 | Common Stock | M | 1527 | $108.17 | Acquired | 3312.701 | Direct |
| 2021-11-15 | Common Stock | F | 491 | $108.17 | Disposed | 2821.701 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-15 | Restricted Stock Units | $ | M | 1393 | Disposed | Common Stock (1393) | Direct | |
| 2021-11-15 | Restricted Stock Units | $ | M | 1527 | Disposed | Common Stock (1527) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 33128 | Indirect |
| Common Stock | 0 | Indirect |
Footnotes
F1: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Due to a calculation error, the amount in Column 4 should have been 448 instead of 462.
F3: Due to a calculation error, the amount in column 5 should have been 1785.702 instead of 1771.701.
F4: Due to a calculation error, the amount should have been 491 instead of 506.
F5: Due to a calculation error, the amount in column 5 should have been 2821.701 instead of 2792.701.
F6: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
F7: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.
F8: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer.