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ASHLAND INC. Director's Dealing 2021

Nov 23, 2021

31616_dirs_2021-11-23_7ed27f6b-9081-47cf-a3eb-7c4c4167f443.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2021-11-17

Reporting Person: WILLIS J KEVIN (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-17 Common Stock M 2524 $106.93 Acquired 5345.701 Direct
2021-11-17 Common Stock F 811 $106.93 Disposed 4534.701 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-17 Restricted Stock Units $ M 2524 Disposed Common Stock (2524) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 33128 Indirect
Common Stock 0 Indirect

Footnotes

F1: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2: Due to a calculation error, the amount in Column 4 should have been 811 instead of 1215.

F3: Due to a calculation error the amount in column 5 should have been 4534.701 instead of 4101.701.

F4: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F5: Grant of Restricted Stock Units on November 15, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.