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ASHLAND INC. — Director's Dealing 2021
Dec 2, 2021
31616_dirs_2021-12-02_511cb12e-9c6b-4f5d-86a5-d17fcd6d69f3.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2021-11-18
Reporting Person: Drury Eileen (Sr VP, Human Resources)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (87.145) | Direct | ||
| Restricted Stock Units | $ | Common Stock (2291.405) | Direct | ||
| Restricted Stock Units | $ | Common Stock (943.625) | Direct | ||
| Stock Appreciation Right | $37.37 | 2022-12-14 | Common Stock (1130) | Direct | |
| Stock Appreciation Right | $77.90 | 2029-11-13 | Common Stock (1150) | Direct |
Footnotes
F1: Grant of 256.145 Restricted Stock Units on November 13, 2019 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units vest in three annual installments. The first installment (84) vested on November 13, 2020, the second installment (85) vested on November 13, 2021, and the third installment (87.145) vests on November 13, 2022, provided that the Reporting Person remains in continuous employment with the issuer.
F2: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
F3: Grant of Restricted Stock Units on June 12, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units vest on June 12, 2023, provided that the Reporting Person remains in continuous employment with the issuer.
F4: Grant of 1,413.625 Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units vest in three annual installments. The first installment (470) vests on November 17, 2021, the second installment (472.079) vests on November 17, 2022, and the third installment (471.546) vests on November 17, 2023, provided that the Reporting Person remains in continuous employment with the issuer.