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ASHLAND INC. — Director's Dealing 2021
Dec 16, 2021
31616_dirs_2021-12-16_efdcae2a-9a96-4264-8653-bce30407aeb3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2021-12-15
Reporting Person: NOVO GUILLERMO (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-15 | Common Stock | M | 8996 | $104.01 | Acquired | 38546 | Direct |
| 2021-12-15 | Common Stock | F | 4134 | $104.01 | Disposed | 34412 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-15 | Restricted Stock Units | $ | M | 8996 | Disposed | Common Stock (8996) | Direct |
Footnotes
F1: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
F3: Grant of Restricted Stock Units on December 31, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.