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ASHLAND INC. Director's Dealing 2020

Jan 3, 2020

31616_dirs_2020-01-03_60371d91-9a7d-44ae-b517-0a7da81dfda5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2019-12-31

Reporting Person: WILLIS J KEVIN (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-31 Common Stock G 656 Disposed 689 Direct
2020-01-02 Common Stock M 342 $76.53 Acquired 1031 Direct
2020-01-02 Common Stock F 93 $76.53 Disposed 938 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-02 Common Stock Units $ M 342 Disposed Common Stock (342) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 18619 Indirect

Footnotes

F1: Shares of common stock received in settlement of an equal number of common stock units as described in footnote (5) below.

F2: Payment of tax liability by withholding securities incident to the conversion of common stock units referenced in footnote (5) below.

F3: Based on Employee Savings Plan information as of December 31, 2019, the latest date for which such information is reasonably available.

F4: 1 for 1.

F5: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof.