ASHLAND INC. — Director's Dealing 2020

Jan 31, 2020

SEC Form 4/A — Form 4/A

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2020-01-02

Reporting Person: NOVO GUILLERMO (Director, Chairman and CEO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-02	Restricted Stock Units	$	A	13679	Acquired		Common Stock (13679)	Direct
2020-01-02	Stock Appreciation Right	$76.76	A	70047	Acquired	2030-01-02	Common Stock (70047)	Direct

Footnotes

F1: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest one-third on November 13, 2020, one-third on November 13, 2021, and one-third on November 13, 2022, provided that the Reporting Person remains in continuous employment with the Issuer.

F3: Balance includes four Restricted Stock Units acquired in lieu of cash dividends on December 15, 2019, (exempt pursuant to Rule 16b-3) pursuant to Ashland's incentive plan and applicable restricted stock agreements.

F4: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three installments: 50% on November 13, 2020, 25% on November 13, 2021, and the remaining 25% on November 13, 2022. This grant will expire ten years from the date of grant.