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ASHLAND INC. — Director's Dealing 2020
Feb 5, 2020
31616_dirs_2020-02-05_4379f60a-1a43-4b64-9099-fd9790e24589.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2020-02-03
Reporting Person: WANG XIAOLAN (Sr VP & Gen Mgr, Personal Care)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-03 | Restricted Stock Equivalents | $ | A | 786 | Acquired | Common Stock (786) | Direct | |
| 2020-02-03 | Restricted Stock Equivalents | $ | A | 2647 | Acquired | Common Stock (2647) | Direct | |
| 2020-02-03 | Restricted Stock Equivalents | $ | A | 2647 | Acquired | Common Stock (2647) | Direct | |
| 2020-02-03 | Stock Appreciation Right | $75.57 | A | 4207 | Acquired | 2030-02-03 | Common Stock (4207) | Direct |
Footnotes
F1: Each Restricted Stock Equivalent represents a right to receive one (1) share of Ashland Common Stock.
F2: Grant of cash-settled Restricted Stock Equivalents, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments, beginning one year after date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
F3: Grant of cash-settled Restricted Stock Equivalents, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on February 3, 2023, provided that the Reporting Person remains in continuous employment with the Issuer.
F4: Grant of cash-settled Restricted Stock Equivalents, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on February 3, 2024, provided that the Reporting Person remains in continuous employment with the Issuer.
F5: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three installments: 50% on February 3, 2021, 25% on February 3, 2022, and the remaining 25% on February 3, 2023. This grant will expire ten years from the date of grant.