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ASHLAND INC. — Director's Dealing 2020
Mar 24, 2020
31616_dirs_2020-03-24_38943450-08e9-49f8-9c17-84d78504e2a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2020-03-20
Reporting Person: MUSA OSAMA M (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-20 | Common Stock | M | 1953 | $42.61 | Acquired | 2870 | Direct |
| 2020-03-20 | Common Stock | F | 662 | $42.61 | Disposed | 2208 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-20 | Restricted Stock Units | $ | M | 1953 | Disposed | Common Stock (1953) | Direct |
Footnotes
F1: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
F3: Grant of Restricted Stock Units on March 20, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest 30% one year after date of grant and 70% three years after date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
F4: Balance includes 80 additional Restricted Stock Units acquired in lieu of cash dividends (40 on December 15, 2019 and 40 on March 15, 2020). The total includes prior awards that have different vesting and expiration dates.