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ASHLAND INC. — Director's Dealing 2020
Oct 5, 2020
31616_dirs_2020-10-05_a63fe1dd-81e1-4d78-a886-8a51f7cc4317.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2020-10-01
Reporting Person: BONI ERIC N (Principal Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-01 | Common Stock | M | 2448 | $71.03 | Acquired | 11048 | Direct |
| 2020-10-01 | Common Stock | F | 1382 | $71.03 | Disposed | 9666 | Direct |
| 2020-10-02 | Common Stock | S | 1066 | $70.03 | Disposed | 8600 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-01 | Stock Appreciation Right | $27.54 | M | 2448 | Disposed | 2020-12-17 | Common Stock (2448) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7232 | Indirect |
Footnotes
F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2020.
F2: Payment of exercise price and tax liability by withholding securities incident to the exercise price of Stock Appreciation Rights.
F3: Stock Appreciation Rights granted pursuant to Ashland's incentive plan which vest in three annual installments.
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