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ASHLAND INC. Director's Dealing 2020

Nov 18, 2020

31616_dirs_2020-11-18_c4d74fa8-044d-4ba9-a592-9d0b601cac6f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2020-11-16

Reporting Person: BONI ERIC N (Principal Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-16 Common Stock M 210 $79.19 Acquired 8929 Direct
2020-11-16 Common Stock F 61 $79.19 Disposed 8868 Direct
2020-11-16 Common Stock M 991 $79.19 Acquired 9859 Direct
2020-11-16 Common Stock F 286 $79.19 Disposed 9573 Direct
2020-11-16 Common Stock M 154 $79.19 Acquired 9727 Direct
2020-11-16 Common Stock F 45 $79.19 Disposed 9682 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-16 Restricted Stock Units $ M 210 Disposed Common Stock (210) Direct
2020-11-16 Restricted Stock Units $ M 991 Disposed Common Stock (991) Direct
2020-11-16 Restricted Stock Units $ M 154 Disposed Common Stock (154) Direct
2020-11-17 Restricted Stock Units $ A 950 Acquired Common Stock (950) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7232 Indirect

Footnotes

F1: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2: Based on Employee Savings Plan information as of November 16, 2020, the latest date for which such information is reasonably available

F3: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F5: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F6: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.