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ASHLAND INC. Director's Dealing 2020

Nov 18, 2020

31616_dirs_2020-11-18_02d0d297-fc3f-41b9-8288-85b69f4e3806.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2020-11-16

Reporting Person: Ganz Peter (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-16 Common Stock M 1113 $79.19 Acquired 41264 Direct
2020-11-16 Common Stock F 333 $79.19 Disposed 40931 Direct
2020-11-16 Common Stock M 857 $79.19 Acquired 41788 Direct
2020-11-16 Common Stock F 256 $79.19 Disposed 41532 Direct
2020-11-16 Common Stock S 664 $82.85 Disposed 40151 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-16 Restricted Stock Units $ M 1113 Disposed Common Stock (1113) Direct
2020-11-16 Restricted Stock Units $ M 857 Disposed Common Stock (857) Direct

Footnotes

F1: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020.

F3: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F5: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.