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ASHLAND INC. Director's Dealing 2020

Nov 18, 2020

31616_dirs_2020-11-18_c706190f-f108-4c43-bea1-95156b62c972.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2020-11-16

Reporting Person: MUSA OSAMA M (Sr. Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-16 Common Stock M 558 $79.19 Acquired 3310 Direct
2020-11-16 Common Stock F 192 $79.19 Disposed 3118 Direct
2020-11-16 Common Stock M 429 $79.19 Acquired 3547 Direct
2020-11-16 Common Stock F 147 $79.19 Disposed 3400 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-16 Restricted Stock Units $ M 558 Disposed Common Stock (558) Direct
2020-11-16 Restricted Stock Units $ M 429 Disposed Common Stock (429) Direct
2020-11-17 Restricted Stock Units $ A 4150 Acquired Common Stock (4150) Direct

Footnotes

F1: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in Footnote 3 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer

F4: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F5: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.