AI assistant
ASHLAND INC. — Director's Dealing 2020
Nov 21, 2020
31616_dirs_2020-11-20_439ae796-4cdc-4af9-bad2-879e42ec3d42.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2020-11-18
Reporting Person: Ganz Peter (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-18 | Common Stock | M | 3635 | $79.40 | Acquired | 45167 | Direct |
| 2020-11-18 | Common Stock | F | 1086 | $79.40 | Disposed | 44081 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-18 | Restricted Stock Units | $ | M | 3635 | Disposed | Common Stock (3635) | Direct |
Footnotes
F1: Payment of a tax liability by withholding securities incident to the vesting of Performance Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
F3: Reporting Persons 2018-2020 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2018-2020 LTIP Plan and vests three years from the original grant date of 11/15/2017.