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ASHLAND INC. — Director's Dealing 2020
Nov 21, 2020
31616_dirs_2020-11-20_d3c47ff8-72f6-4586-aa35-b94e2c04f80e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2020-11-18
Reporting Person: Silverman Keith C (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-18 | Common Stock | M | 1221 | $79.40 | Acquired | 7914 | Direct |
| 2020-11-18 | Common Stock | F | 402 | $79.40 | Disposed | 7512 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-18 | Restricted Stock Units | $ | M | 1221 | Disposed | Common Stock (1221) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1259 | Indirect |
Footnotes
F1: Payment of a tax liability by withholding securities incident to the vesting of Performance Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
F3: Reporting Persons 2018-2020 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2018-2020 LTIP Plan and vests three years from the original grant date of 11/15/2017.