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ASHLAND INC. Director's Dealing 2020

Nov 21, 2020

31616_dirs_2020-11-20_27cdea96-d487-413b-89cd-eac191b3fb53.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2020-11-18

Reporting Person: WILLIS J KEVIN (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-18 Common Stock S 955 $80.00 Disposed 938 Direct
2020-11-18 Common Stock S 1247 $80.00 Disposed 1893 Direct
2020-11-18 Common Stock M 5850 $79.40 Acquired 6788 Direct
2020-11-18 Common Stock F 1776 $79.40 Disposed 5012 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-18 Restricted Stock Units $ M 5850 Disposed Common Stock (5850) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 32326 Indirect
Common Stock 0 Indirect

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020.

F2: Payment of a tax liability by withholding securities incident to the vesting of Performance Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F3: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4: Reporting Persons 2018-2020 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2018-2020 LTIP Plan and vests three years from the original grant date of 11/15/2017.