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ASHLAND INC. Director's Dealing 2019

Apr 15, 2019

31616_dirs_2019-04-15_d8858c5c-68ff-4400-8162-28b5f3cc1483.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2019-04-11

Reporting Person: HEITMAN WILLIAM J (Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-04-11 Common Stock S 6300 $79.46 Disposed 6303 Direct
2019-04-12 Common Stock M 5461 $79.37 Acquired 11764 Direct
2019-04-12 Common Stock F 4558 $79.37 Disposed 7206 Direct
2019-04-15 Common Stock S 903 $79.72 Disposed 6303 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-04-12 Stock Appreciation Right $59.95 M 5461 Disposed 2024-12-12 Common Stock (5461) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 331 Indirect

Footnotes

F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.

F2: Multiple lots for the same price for this order have been combined.

F3: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 5 below.

F4: Based on Employee Savings Plan information as of April 12, 2019, the latest date for which such information is reasonably available.

F5: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.