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ASHLAND INC. — Director's Dealing 2019
Apr 15, 2019
31616_dirs_2019-04-15_d8858c5c-68ff-4400-8162-28b5f3cc1483.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2019-04-11
Reporting Person: HEITMAN WILLIAM J (Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-11 | Common Stock | S | 6300 | $79.46 | Disposed | 6303 | Direct |
| 2019-04-12 | Common Stock | M | 5461 | $79.37 | Acquired | 11764 | Direct |
| 2019-04-12 | Common Stock | F | 4558 | $79.37 | Disposed | 7206 | Direct |
| 2019-04-15 | Common Stock | S | 903 | $79.72 | Disposed | 6303 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-12 | Stock Appreciation Right | $59.95 | M | 5461 | Disposed | 2024-12-12 | Common Stock (5461) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 331 | Indirect |
Footnotes
F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.
F2: Multiple lots for the same price for this order have been combined.
F3: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 5 below.
F4: Based on Employee Savings Plan information as of April 12, 2019, the latest date for which such information is reasonably available.
F5: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.