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ASHLAND INC. — Director's Dealing 2019
Jul 30, 2019
31616_dirs_2019-07-30_92ca7e6c-03fa-42a3-bf85-3f9953ae1e9f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2019-07-26
Reporting Person: Consiglio Vito J (Sr. Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-26 | Common Stock | M | 1966 | $79.62 | Acquired | 3436 | Direct |
| 2019-07-26 | Common Stock | F | 609 | $79.62 | Disposed | 2827 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-07-26 | Restricted Stock Units | $ | M | 1966 | Disposed | Common Stock (1966) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 233 | Indirect |
Footnotes
F1: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Based on Employee Savings Plan information as of June 30, 2019, the latest date for which such information is reasonably available.
F3: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
F4: Restricted Stock Units (inclusive of additional shares from dividends) remaining from an initial grant on 7/26/2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will have a vesting schedule of 25% 1 year from date of grant, the next 25% 2 years from the date of grant and the remaining 50% 3 years from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
F5: Balance includes 47 Restricted Stock Units acquired in lieu of cash dividends on June 15, 2019.