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ASHLAND INC. Director's Dealing 2019

Nov 18, 2019

31616_dirs_2019-11-18_9d14de09-7de3-4d84-8ffc-f7881d94596c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2019-11-15

Reporting Person: HEITMAN WILLIAM J (Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-15 Common Stock M 320 $78.85 Acquired 6623 Direct
2019-11-15 Common Stock F 102 $78.85 Disposed 6521 Direct
2019-11-15 Common Stock M 428 $78.85 Acquired 6949 Direct
2019-11-15 Common Stock F 137 $78.85 Disposed 6812 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-15 Restricted Stock Units $ M 320 Disposed Common Stock (320) Direct
2019-11-15 Restricted Stock Units $ M 428 Disposed Common Stock (428) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 333 Indirect

Footnotes

F1: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F3: Based on Employee Savings Plan information as of October 31, 2019, the latest date for which such information is reasonably available.

F4: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F5: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F6: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.