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ASHLAND INC. — Director's Dealing 2019
Nov 18, 2019
31616_dirs_2019-11-18_13dafade-7748-4663-b534-778482e38edd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2019-11-15
Reporting Person: WULFSOHN WILLIAM A (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-15 | Common Stock | M | 4764 | $78.85 | Acquired | 134629 | Direct |
| 2019-11-15 | Common Stock | F | 1587 | $78.85 | Disposed | 133042 | Direct |
| 2019-11-15 | Common Stock | M | 6398 | $78.85 | Acquired | 139440 | Direct |
| 2019-11-15 | Common Stock | F | 2131 | $78.85 | Disposed | 137309 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-15 | Restricted Stock Units | $ | M | 4764 | Disposed | Common Stock (4764) | Direct | |
| 2019-11-15 | Restricted Stock Units | $ | M | 6398 | Disposed | Common Stock (6398) | Direct |
Footnotes
F1: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 4 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F3: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
F4: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
F5: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.