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ASHLAND INC. Director's Dealing 2019

Nov 20, 2019

31616_dirs_2019-11-20_caa6fb5a-a28f-45bb-bde9-6994dc977988.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2019-11-18

Reporting Person: Ganz Peter (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-18 Common Stock S 763 $78.99 Disposed 40738 Direct
2019-11-18 Common Stock S 588 $78.99 Disposed 40150 Direct
2019-11-18 Common Stock M 1112 $78.65 Acquired 41262 Direct
2019-11-18 Common Stock F 401 $78.65 Disposed 40861 Direct
2019-11-19 Common Stock S 711 $76.59 Disposed 40150 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-18 Restricted Stock Units $ M 1112 Disposed Common Stock (1112) Direct

Footnotes

F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.

F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 4 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F3: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F4: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.