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ASHLAND INC. — Director's Dealing 2018
Jan 4, 2018
31616_dirs_2018-01-04_dcc7813c-00f9-4842-be8f-024b0505be06.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2018-01-02
Reporting Person: WILLIS J KEVIN (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-02 | Common Stock | M | 318 | $73.13 | Acquired | 14126 | Direct |
| 2018-01-02 | Common Stock | F | 98 | $73.13 | Disposed | 14028 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-02 | Common Stock Units | $ | M | 318 | Disposed | Common Stock (318) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16922 | Indirect |
| Common Stock | 444 | Indirect |
Footnotes
F1: Shares of common stock received in settlement of an equal number of common stock units as described in footnote (7) below.
F2: Balance includes 12,925 unvested shares of Restricted Stock. Balance also includes 39 shares of Restricted Stock paid in lieu of cash dividends on December 15, 2017.
F3: Payment of tax liability by withholding securities incident to the conversion of common stock units referenced in footnote (7) below.
F4: Based on Employee Savings Plan information as of December 31, 2017, the latest date for which such information is reasonably available.
F5: Shares accrued under third party trust.
F6: 1 for 1.
F7: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof.