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ASHLAND INC. Director's Dealing 2018

Jan 4, 2018

31616_dirs_2018-01-04_dcc7813c-00f9-4842-be8f-024b0505be06.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2018-01-02

Reporting Person: WILLIS J KEVIN (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-01-02 Common Stock M 318 $73.13 Acquired 14126 Direct
2018-01-02 Common Stock F 98 $73.13 Disposed 14028 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-01-02 Common Stock Units $ M 318 Disposed Common Stock (318) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 16922 Indirect
Common Stock 444 Indirect

Footnotes

F1: Shares of common stock received in settlement of an equal number of common stock units as described in footnote (7) below.

F2: Balance includes 12,925 unvested shares of Restricted Stock. Balance also includes 39 shares of Restricted Stock paid in lieu of cash dividends on December 15, 2017.

F3: Payment of tax liability by withholding securities incident to the conversion of common stock units referenced in footnote (7) below.

F4: Based on Employee Savings Plan information as of December 31, 2017, the latest date for which such information is reasonably available.

F5: Shares accrued under third party trust.

F6: 1 for 1.

F7: The common stock units were converted into shares of common stock pursuant to an election for fixed schedule distributions established by the reporting person under Ashland's Deferred Compensation Plan. Fixed schedule distributions under the Employee Deferral Plan must be made not less than two years measured from the beginning of the plan year after the plan year in which the election is made. Each common stock unit under the Employee Deferral Plan entitles a participant to receive one share of Ashland common stock or the cash value thereof.