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ASHLAND INC. — Director's Dealing 2018
Jan 30, 2018
31616_dirs_2018-01-30_92d5817c-9fe3-4751-8ca8-b59518345e64.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2018-01-29
Reporting Person: WULFSOHN WILLIAM A (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-29 | Common Stock | M | 43479 | $72.39 | Acquired | 123706 | Direct |
| 2018-01-29 | Common Stock | F | 17408 | $72.39 | Disposed | 106298 | Direct |
| 2018-01-29 | Common Stock | F | 3105 | $72.39 | Disposed | 103193 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-29 | Restricted Stock Units | $ | M | 43479 | Disposed | Common Stock (43479) | Direct |
Footnotes
F1: Balance includes 30,750 shares of unvested Restricted stock.
F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F3: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F4: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
F5: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest January 29, 2018, provided that the Reporting Person remains in continuous employment with the Issuer.