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ASHLAND INC. Director's Dealing 2018

Oct 9, 2018

31616_dirs_2018-10-09_f3ec8417-db40-466f-bac2-0a918709a99f.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2018-10-01

Reporting Person: Consiglio Vito J (Vice President)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 152 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Common Stock (961) Direct
Restricted Stock Units $ Common Stock (386) Direct
Restricted Stock Units $ Common Stock (1945) Direct
Restricted Stock Units $ Common Stock (3037) Direct
Stock Appreciation Right $57.96 2026-12-16 Common Stock (1836) Direct
Stock Appreciation Right $67.16 2027-12-15 Common Stock (5200) Direct

Footnotes

F1: Based on Employee Savings Plan information as of September 28, 2018, the latest date for which such information is reasonably available.

F2: Grant of 950 Restricted Stock Units on 11/15/17, plus 11 additional shares from dividends, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant have a vesting schedule of three equal annual installments beginning 1 year from date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F4: 386 Restricted Stock Units (inclusive of additional shares from dividends) remaining from an initial grant on 11/16/16 of 565 Restricted Stock Units pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant have a vesting schedule of three equal annual installments beginning 1 year from date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F5: 1,945 Restricted Stock Units (inclusive of additional shares from dividends) remaining from an initial grant on 7/26/16 of 3,766 Restricted Stock Units pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant have a vesting schedule of 25% 1 year from date of grant, the next 25% 2 years from date of grant and the remaining 50% 3 years from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F6: Grant of 3,000 Restricted Stock Units on 11/15/17, plus 37 additional shares from dividends, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant have a vesting schedule of 50% after the first year, the next 25% the second year and the remaining 25% the third year, provided that the Reporting Person remains in continuous employment with the Issuer.

F7: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.