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ASHLAND INC. — Director's Dealing 2018
Oct 9, 2018
31616_dirs_2018-10-09_f3ec8417-db40-466f-bac2-0a918709a99f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2018-10-01
Reporting Person: Consiglio Vito J (Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 152 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (961) | Direct | ||
| Restricted Stock Units | $ | Common Stock (386) | Direct | ||
| Restricted Stock Units | $ | Common Stock (1945) | Direct | ||
| Restricted Stock Units | $ | Common Stock (3037) | Direct | ||
| Stock Appreciation Right | $57.96 | 2026-12-16 | Common Stock (1836) | Direct | |
| Stock Appreciation Right | $67.16 | 2027-12-15 | Common Stock (5200) | Direct |
Footnotes
F1: Based on Employee Savings Plan information as of September 28, 2018, the latest date for which such information is reasonably available.
F2: Grant of 950 Restricted Stock Units on 11/15/17, plus 11 additional shares from dividends, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant have a vesting schedule of three equal annual installments beginning 1 year from date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
F3: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
F4: 386 Restricted Stock Units (inclusive of additional shares from dividends) remaining from an initial grant on 11/16/16 of 565 Restricted Stock Units pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant have a vesting schedule of three equal annual installments beginning 1 year from date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
F5: 1,945 Restricted Stock Units (inclusive of additional shares from dividends) remaining from an initial grant on 7/26/16 of 3,766 Restricted Stock Units pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant have a vesting schedule of 25% 1 year from date of grant, the next 25% 2 years from date of grant and the remaining 50% 3 years from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
F6: Grant of 3,000 Restricted Stock Units on 11/15/17, plus 37 additional shares from dividends, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant have a vesting schedule of 50% after the first year, the next 25% the second year and the remaining 25% the third year, provided that the Reporting Person remains in continuous employment with the Issuer.
F7: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.