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ASHLAND INC. Director's Dealing 2018

Nov 20, 2018

31616_dirs_2018-11-19_20225f9d-19b1-472e-8e2d-d1d1aa9c5b30.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2018-11-15

Reporting Person: Ganz Peter (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-15 Common Stock M 1079 $82.34 Acquired 41587 Direct
2018-11-15 Common Stock F 301 $82.34 Disposed 41286 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-15 Restricted Stock Units $ M 1079 Disposed Common Stock (1079) Direct

Footnotes

F1: Balance includes 11,173 shares of unvested Restricted Stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 33 shares acquired on December 15, 2017; 35 shares acquired on March 15, 2018; 35 shares acquired on June 15, 2018 and 33 shares acquired on September 15, 2018.

F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F3: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F4: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F5: Balance includes additional restricted stock units acquired in lieu of cash dividends, 20 of which were acquired on December 15, 2017, 20 on March 15, 2018, 20 on June 15, 2018 and 21 on September 15, 2018.