AI assistant
ASHLAND INC. — Director's Dealing 2018
Nov 20, 2018
31616_dirs_2018-11-19_20225f9d-19b1-472e-8e2d-d1d1aa9c5b30.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2018-11-15
Reporting Person: Ganz Peter (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-15 | Common Stock | M | 1079 | $82.34 | Acquired | 41587 | Direct |
| 2018-11-15 | Common Stock | F | 301 | $82.34 | Disposed | 41286 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-15 | Restricted Stock Units | $ | M | 1079 | Disposed | Common Stock (1079) | Direct |
Footnotes
F1: Balance includes 11,173 shares of unvested Restricted Stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 33 shares acquired on December 15, 2017; 35 shares acquired on March 15, 2018; 35 shares acquired on June 15, 2018 and 33 shares acquired on September 15, 2018.
F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F3: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
F4: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
F5: Balance includes additional restricted stock units acquired in lieu of cash dividends, 20 of which were acquired on December 15, 2017, 20 on March 15, 2018, 20 on June 15, 2018 and 21 on September 15, 2018.