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ASHLAND INC. Director's Dealing 2018

Nov 20, 2018

31616_dirs_2018-11-19_bbf42825-7725-4191-a835-ff3e16946a68.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2018-11-15

Reporting Person: HEITMAN WILLIAM J (Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-15 Common Stock M 421 $82.34 Acquired 10959 Direct
2018-11-15 Common Stock F 129 $82.34 Disposed 10830 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-15 Restricted Stock Units $ M 421 Disposed Common Stock (421) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 330 Indirect

Footnotes

F1: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2: Based on Employee Savings Plan information as of September 28, 2018, the latest date for which such information is reasonably available.

F3: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F4: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F5: Balance includes shares of restricted stock units acquired in lieu of cash dividends, 7 shares acquired on December 15, 2017; 8 shares acquired on March 15, 2018; 8 shares acquired on June 15, 2018 and 8 shares acquired on September 15, 2018.