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ASHLAND INC. — Director's Dealing 2018
Nov 20, 2018
31616_dirs_2018-11-19_ebf952e5-696f-4466-b9e1-8bfb195fbc9c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2018-11-15
Reporting Person: Schumann Anne T. (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-15 | Common Stock | M | 556 | $82.34 | Acquired | 13827 | Direct |
| 2018-11-15 | Common Stock | F | 153 | $82.34 | Disposed | 13674 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-15 | Restricted Stock Units | $ | M | 556 | Disposed | Common Stock (556) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1332 | Indirect |
Footnotes
F1: Balance includes 8,163 shares of unvested Restricted Stock. Balance also includes shares of restricted stock acquired in lieu of cash dividends, 24 shares acquired on December 15, 2017; 25 shares acquired on March 15, 2018; 25 shares acquired on June 15, 2018 and 24 shares acquired on September 15, 2018.
F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F3: Based on Employee Savings Plan information as of October 31, 2018, the latest date for which such information is reasonably available.
F4: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
F5: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
F6: Balance also includes shares of restricted stock units acquired in lieu of cash dividends, 9 shares acquired on December 15, 2017; 10 shares acquired on March 15, 2018; 10 shares acquired on June 15, 2018 and 9 shares acquired on September 15, 2018.