AI assistant
ASHLAND INC. — Director's Dealing 2018
Nov 20, 2018
31616_dirs_2018-11-20_2ac22bae-ed9d-4809-880d-38818cac7195.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2018-11-15
Reporting Person: Silverman Keith C (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-15 | Common Stock | M | 2950 | $67.16 | Acquired | 5815 | Direct |
| 2018-11-15 | Common Stock | F | 2628 | $80.53 | Disposed | 3187 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-15 | Stock Appreciation Right | $67.16 | M | 2950 | Disposed | 2027-12-15 | Common Stock (2950) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1076 | Indirect |
Footnotes
F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018.
F2: Due to a clerical error, payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 4 below was not filed with the original Form 4 on 11/19/2018.
F3: Based on Employee Savings Plan information as of October 31, 2018, the latest date for which such information is reasonably available.
F4: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.