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ASHLAND INC. Director's Dealing 2018

Nov 20, 2018

31616_dirs_2018-11-20_7abdc1e5-fbe2-4241-9e88-14f3dddee09b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2018-11-16

Reporting Person: MUSA OSAMA M (Sr. Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-16 Common Stock M 547 $82.30 Acquired 901 Direct
2018-11-16 Common Stock F 188 $82.30 Disposed 713 Direct
2018-11-19 Common Stock M 879 $80.32 Acquired 1592 Direct
2018-11-19 Common Stock F 302 $80.32 Disposed 1290 Direct
2018-11-19 Common Stock M 468 $80.32 Acquired 1758 Direct
2018-11-19 Common Stock F 161 $80.32 Disposed 1597 Direct
2018-11-19 Common Stock M 851 $80.32 Acquired 2448 Direct
2018-11-19 Common Stock F 292 $80.32 Disposed 2156 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-16 Restricted Stock Units $ M 547 Disposed Common Stock (547) Direct
2018-11-19 Restricted Stock Units $ M 879 Disposed Common Stock (879) Direct
2018-11-19 Restricted Stock Units $ M 468 Disposed Common Stock (468) Direct
2018-11-19 Restricted Stock Units $ M 851 Disposed Common Stock (851) Direct

Footnotes

F1: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 7 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F3: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F4: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F5: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F6: Restricted Stock Units granted on 11/16/16 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant have a vesting schedule of three equal annual installments beginning 1 year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F7: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.

F8: Restricted Stock Units granted on 11/18/15, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F9: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.