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ASHLAND INC. Director's Dealing 2018

Nov 21, 2018

31616_dirs_2018-11-20_7cb9fc6e-17d9-406a-bcdf-c7d046620594.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2018-11-16

Reporting Person: HEITMAN WILLIAM J (Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-16 Common Stock M 419 $82.30 Acquired 11249 Direct
2018-11-16 Common Stock F 129 $82.30 Disposed 11120 Direct
2018-11-19 Common Stock M 470 $80.32 Acquired 11590 Direct
2018-11-19 Common Stock F 144 $80.32 Disposed 11446 Direct
2018-11-19 Common Stock M 848 $80.32 Acquired 12294 Direct
2018-11-19 Common Stock F 260 $80.32 Disposed 12034 Direct
2018-11-19 Common Stock M 821 $80.32 Acquired 12855 Direct
2018-11-19 Common Stock F 252 $80.32 Disposed 12603 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-16 Restricted Stock Units $ M 419 Disposed Common Stock (419) Direct
2018-11-19 Restricted Stock Units $ M 470 Disposed Common Stock (470) Direct
2018-11-19 Restricted Stock Units $ M 848 Disposed Common Stock (848) Direct
2018-11-19 Restricted Stock Units $ M 821 Disposed Common Stock (821) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 330 Indirect

Footnotes

F1: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 7 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F3: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F4: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 10 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F5: Based on Employee Savings Plan information as of October 31, 2018, the latest date for which such information is reasonably available.

F6: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F7: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F8: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F9: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.

F10: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.