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ASHLAND INC. Director's Dealing 2018

Nov 21, 2018

31616_dirs_2018-11-20_9cdcb701-ffdf-4146-9fa9-8effd4f74c04.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2018-11-16

Reporting Person: Ganz Peter (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-16 Common Stock M 1096 $82.30 Acquired 42382 Direct
2018-11-16 Common Stock F 306 $82.30 Disposed 42076 Direct
2018-11-19 Common Stock F 3673 $80.32 Disposed 38403 Direct
2018-11-19 Common Stock M 1220 $80.32 Acquired 39623 Direct
2018-11-19 Common Stock F 523 $80.32 Disposed 39100 Direct
2018-11-19 Common Stock M 2323 $80.32 Acquired 41423 Direct
2018-11-19 Common Stock F 996 $80.32 Disposed 40427 Direct
2018-11-19 Common Stock M 2249 $80.32 Acquired 42676 Direct
2018-11-19 Common Stock F 964 $80.32 Disposed 41712 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-16 Restricted Stock Units $ M 1096 Disposed Common Stock (1096) Direct
2018-11-19 Restricted Stock Units $ M 1220 Disposed Common Stock (1220) Direct
2018-11-19 Restricted Stock Units $ M 2323 Disposed Common Stock (2323) Direct
2018-11-19 Restricted Stock Units $ M 2249 Disposed Common Stock (2249) Direct

Footnotes

F1: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 7 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F3: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F4: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F5: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 10 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F6: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F7: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F8: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F9: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.

F10: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.