ASHLAND INC. — Director's Dealing 2018

Nov 21, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2018-11-16

Reporting Person: WILLIS J KEVIN (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-16	Common Stock	M	1739	$82.30	Acquired	17114	Direct
2018-11-16	Common Stock	F	511	$82.30	Disposed	16603	Direct
2018-11-16	Common Stock	S	1227	$81.57	Disposed	15376	Direct
2018-11-19	Common Stock	F	4526	$80.32	Disposed	10850	Direct
2018-11-19	Common Stock	M	2002	$80.32	Acquired	12852	Direct
2018-11-19	Common Stock	F	888	$80.32	Disposed	11964	Direct
2018-11-19	Common Stock	M	3799	$80.32	Acquired	15763	Direct
2018-11-19	Common Stock	F	1685	$80.32	Disposed	14078	Direct
2018-11-19	Common Stock	S	1228	$80.32	Disposed	12850	Direct
2018-11-19	Common Stock	M	3677	$80.32	Acquired	16527	Direct
2018-11-19	Common Stock	F	1631	$80.32	Disposed	14896	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-11-16	Restricted Stock Units	$	M	1739	Disposed		Common Stock (1739)	Direct
2018-11-19	Restricted Stock Units	$	M	2002	Disposed		Common Stock (2002)	Direct
2018-11-19	Restricted Stock Units	$	M	3799	Disposed		Common Stock (3799)	Direct
2018-11-19	Restricted Stock Units	$	M	3677	Disposed		Common Stock (3677)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	17710	Indirect

Footnotes

F1: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F2: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018.

F3: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F4: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 10 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F5: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 11 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F6: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 12 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F7: Based on Employee Savings Plan information as of October 31, 2018, the latest date for which such information is reasonably available.

F8: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F9: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F10: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F11: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.

F12: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.