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ASHLAND INC. — Director's Dealing 2017
Jan 9, 2017
31616_dirs_2017-01-09_be0313ce-115d-4899-9eb0-53361b111715.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2016-11-16
Reporting Person: Schumann Anne T. (Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-16 | Common Stock Units | $ | J | 640 | Acquired | Common Stock (640) | Direct | |
| 2016-11-16 | Common Stock Units | $ | F | 22 | Disposed | Common Stock (22) | Direct |
Footnotes
F1: 1 for 1.
F2: Reflects the deferral of a portion of securities acquired in relation to the settlement of LTIP award as referenced in footnote 3 to the original Form 4 filed on November 18, 2016, pursuant to Ashland's deferred compensation plan.
F3: Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's in-service distribution election, retirement or other termination.
F4: Payment of tax liability by withholding of securities incident to the deferral of LTIP award referenced in footnote 2 above.