Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ASHLAND INC. Director's Dealing 2017

Jul 21, 2017

31616_dirs_2017-07-21_3d6de380-2f81-4eac-a1c3-4b074a1ce491.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2017-07-19

Reporting Person: Wilson-Thompson Kathleen (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-07-19 Common Stock A 1883 $66.88 Acquired 1883 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-07-19 Restricted Stock Units $ A 823 Acquired Common Stock (823) Direct

Footnotes

F1: Grant of Restricted Common Stock, pursuant to Ashland's Incentive Plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on the earlier of (i) the Outside Director's Retirement, as defined in the Plan; (ii) the Outside Director's death or Disability, as defined in the Plan; or (iii) a 50% change in the beneficial ownership of Ashland Global Holdings Inc. as defined in Rule 13d-3 under the Securities Exchange Act of 1934.

F2: Balance includes 1,883 shares of unvested Restricted Stock.

F3: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F4: Grant of deferred Restricted Stock Units pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors, and exempt under Rule 16b-3. The Restricted Stock Units will vest one year after date of grant. (One (1) Restricted Stock Unit in the Deferred Compensation Plan for Non-Employee Directors is the equivalent of one (1) share of Ashland Common Stock.)