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ASHLAND INC. — Director's Dealing 2017
Oct 31, 2017
31616_dirs_2017-10-31_e003a468-cb37-4a6f-8afe-8e6523ce4c3e.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2017-09-30
Reporting Person: Ganz Peter (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 37775 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (17303) | 17303 | Direct |
Footnotes
F1: Balance includes 17,075 shares of unvested Restricted Stock. Balance also includes 117 additional shares acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's incentive plans and applicable restricted stock agreements (56 shares acquired on June 15, 2017, and 61 shares on September 15, 2017).
F2: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
F3: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
F4: Balance includes 40 additional Restricted Stock Units acquired in lieu of cash dividends (19 on June 15, 2017 and 21 on September 15, 2017). The total includes prior awards that have different vesting and expiration dates.