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ASHLAND INC. — Director's Dealing 2017
Nov 16, 2017
31616_dirs_2017-11-16_2fcea495-8a1f-482b-b2b0-1904757f81e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2017-11-15
Reporting Person: Schumann Anne T. (Senior Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-15 | Restricted Stock Units | $ | A | 1650 | Acquired | Common Stock (1650) | Direct | |
| 2017-11-15 | Stock Appreciation Right | $67.16 | A | 9150 | Acquired | 2027-12-15 | Common Stock (9150) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
F2: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
F3: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.