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ASHLAND INC. Director's Dealing 2017

Nov 17, 2017

31616_dirs_2017-11-17_b31665b3-7ce2-40ad-9bd0-8ef3da6b1e23.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2017-11-16

Reporting Person: Schumann Anne T. (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-16 Common Stock M 477 $70.75 Acquired 21635 Direct
2017-11-16 Common Stock F 232 $70.75 Disposed 21403 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-16 Restricted Stock Units $ M 477 Disposed Common Stock (477) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1316 Indirect

Footnotes

F1: Balance includes 8,065 shares of unvested Restricted Stock.

F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F3: Based on Employee Savings Plan information as of September 30, 2017, the latest date for which such information is reasonably available.

F4: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F5: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.