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ASHLAND INC. — Director's Dealing 2017
Nov 20, 2017
31616_dirs_2017-11-20_a34b52e7-0bee-48f1-8748-c0647ece1a9d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2017-11-17
Reporting Person: WILLIS J KEVIN (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-17 | Common Stock | S | 916 | $70.61 | Disposed | 26808 | Direct |
| 2017-11-17 | Common Stock | F | 2344 | $70.76 | Disposed | 24464 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16878 | Indirect |
| Common Stock | 444 | Indirect |
Footnotes
F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017.
F2: Balance includes 12,886 unvested shares of Restricted Stock.
F3: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F4: Based on Employee Savings Plan information as of September 30, 2017, the latest date for which such information is reasonably available.
F5: Shares accrued under third party trust as of September 30, 2017.