AI assistant
ASHLAND INC. — Director's Dealing 2017
Nov 21, 2017
31616_dirs_2017-11-21_680949ca-fcfd-4ba1-b84a-d39539b095f4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2017-11-20
Reporting Person: Ganz Peter (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-20 | Common Stock | S | 3379 | $70.63 | Disposed | 38183 | Direct |
| 2017-11-20 | Common Stock | F | 495 | $70.16 | Disposed | 37688 | Direct |
| 2017-11-20 | Common Stock | M | 1188 | $70.16 | Acquired | 38876 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-20 | Restricted Stock Units | $ | M | 1188 | Disposed | Common Stock (1188) | Direct |
Footnotes
F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple lots. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price in this footnote.
F3: Balance includes 11,037 shares of unvested Restricted Stock.
F4: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F5: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
F6: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.