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ASHLAND INC. — Director's Dealing 2016
Nov 8, 2016
31616_dirs_2016-11-07_252e56f4-c8af-4df5-8fe1-4d3ce0d09cb4.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2016-09-30
Reporting Person: CUMMINS BRENDAN (Director)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (6802) | 6802 | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
F2: All Restricted Stock Units will vest on the earliest of (i) the Director's Retirement (as defined in the Plan), (ii) the Director's death or Disability (as defined in the Plan), or (iii) a 50% change in beneficial ownership of Ashland.
F3: The balance includes 55 additional Restricted Stock Units acquired in lieu of cash dividends paid since May 5, 2016.
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