ASHLAND INC. — Director's Dealing 2016

Nov 11, 2016

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2016-09-30

Reporting Person: HEITMAN WILLIAM J (Controller)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10942	Direct
Common Stock	322	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock (708)	708	Direct

Footnotes

F1: Includes 756 shares of unvested Restricted Stock, of which 6 were paid in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's incentive plans and applicable restricted stock agreements (2 shares were paid on December 15, 2015, 2 shares on March 15, 2016, 1 share on June 15, 2016 and 1 share on September 15, 2016).

F2: Based on Employee Savings Plan information as of October 31, 2016, the latest date for which such information is reasonably available.

F3: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F4: Grant of Restricted Stock Units, pursuant to the Amended and Restated 2015 Ashland Inc. Incentive Plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F5: Balance includes 8 additional Restricted Stock Units acquired in lieu of cash dividends (2 on December 15, 2015, 2 on March 15, 2016, 2 on June 15, 2016 and 2 on September 15, 2016).