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ASHLAND INC. — Director's Dealing 2016
Nov 16, 2016
31616_dirs_2016-11-16_8222ad54-bc39-45c8-ba3e-c2d8c9a2de2d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2016-11-14
Reporting Person: WILLIS J KEVIN (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-14 | Common Stock | F | 779 | $108.22 | Disposed | 10528 | Direct |
| 2016-11-15 | Common Stock | S | 1555 | $106.84 | Disposed | 8973 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15656 | Indirect |
| Common Stock | 887 | Indirect |
Footnotes
F1: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Includes 8,742 shares of unvested Restricted Stock.
F3: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015.
F4: Based on Employee Savings Plan information as of October 31, 2016, the latest date for which such information is reasonably available.
F5: Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of October 31, 2016.