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ASHLAND INC. Director's Dealing 2016

Nov 18, 2016

31616_dirs_2016-11-18_bf696789-26c8-47c8-8ffb-f436934855f8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2016-11-16

Reporting Person: Silverman Keith C (Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-16 Common Stock A 948 $109.15 Acquired 2079 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-16 Stock Appreciation Right $109.15 A 1950 Acquired 2026-12-16 Common Stock (1950) Direct
2016-11-16 Restricted Stock Units $ A 300 Acquired Common Stock (300) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 598 Indirect

Footnotes

F1: Ashland Common Stock acquired upon settlement of LTIP award pursuant to Ashland's incentive plan and exempt under Rule 16b-3(d).

F2: Includes 119 shares of unvested Restricted Stock.

F3: Based on Employee Savings Plan information as of October 31, 2016, the latest date for which such information is reasonably available.

F4: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.

F5: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F6: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.