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ASHLAND INC. — Director's Dealing 2016
Nov 22, 2016
31616_dirs_2016-11-22_0ff333f7-c7ff-4a12-90f6-faf3499c4416.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2016-11-18
Reporting Person: Elliott Greg W (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-18 | Common Stock | M | 420 | — | Acquired | 420 | Direct |
| 2016-11-18 | Common Stock | F | 131 | $111.12 | Disposed | 289 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-18 | Restricted Stock Units | $ | M | 420 | Disposed | Common Stock (420) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F3: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.