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ASHLAND INC. Director's Dealing 2016

Nov 22, 2016

31616_dirs_2016-11-22_2a5559a8-7193-47b5-960c-7f5082621718.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2016-11-18

Reporting Person: Schumann Anne T. (Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-18 Common Stock M 283 Acquired 12399 Direct
2016-11-18 Common Stock F 97 $111.12 Disposed 12302 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-18 Restricted Stock Units $ M 283 Disposed Common Stock (283) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1301 Indirect

Footnotes

F1: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F2: Includes 5,410 shares of unvested Restricted Stock.

F3: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

F4: Based on Employee Savings Plan information as of October 31, 2016, the latest date for which such information is reasonably available.

F5: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.