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ASHLAND INC. — Director's Dealing 2016
Nov 28, 2016
31616_dirs_2016-11-28_5f0aa480-5615-4b0e-a099-6047ebb8148e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ASHLAND GLOBAL HOLDINGS INC (ASH)
CIK: 0001674862
Period of Report: 2016-11-23
Reporting Person: WILLIS J KEVIN (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-23 | Common Stock | S | 4440 | $114.39 | Disposed | 4391 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15656 | Indirect |
| Common Stock | 887 | Indirect |
Footnotes
F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.37 to $114.39, inclusive. The reporting person undertakes to provide Ashland, any security holder of Ashland, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: Includes 3,626 shares of unvested Restricted Stock.
F4: Based on Employee Savings Plan information as of October 31, 2016, the latest date for which such information is reasonably available.
F5: Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of October 31, 2016.