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ASE Technology Holding Co., Ltd. — Major Shareholding Notification 2015
Oct 5, 2015
30225_mrq_2015-10-05_a587af6a-2fa0-435a-91aa-618dd1b40425.zip
Major Shareholding Notification
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SC 13D/A 1 dp60331_sc13da.htm FORM SC 13D/A
| UNITED
| STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
|---|
| SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) |
| SILICONWARE |
| PRECISION INDUSTRIES CO., LTD. |
| (Name of Issuer) |
| Common |
| Shares, Par Value NT$10.00 Per Share and American |
| Depositary Shares, Each Representing Five Common Shares |
| (Title of Class of |
| Securities) |
| 827084864 (American |
| Depositary Shares) |
| (CUSIP |
| Number of Class of Securities) |
| TW0002325008 |
| (Common Shares) |
| (ISIN Number of Class |
| of Securities) |
| Joseph |
| Tung Room |
| 1901, No. 333, Section 1 Keelung Rd. Taipei, |
| Taiwan, 110 Republic |
| of China Tel: |
| +886 2-6636-5678 |
| (Name, |
| Address and Telephone Number of Person Authorized to Receive Notices and Communications) With |
| a copy to: George |
| R. Bason, Jr. Davis |
| Polk & Wardwell LLP 450 |
| Lexington Avenue New |
| York, New York 10017 Telephone: |
| +1 (212) 450-4000 |
| October |
| 5, 2015 |
| (Date of Event which |
| Requires Filing of this Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-l(f) or 240.13d-l(g), check the following box. ☐
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| *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided
| in a prior cover page. |
|---|
| The information required |
| on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities |
| Exchange Act of 1934 (“ Act ”) or otherwise subject to the liabilities of that section of the Act but shall |
| be subject to all other provisions of the Act (however, see the Notes). |
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| CUSIP No. 827084864 — 1. | Names of Reporting Persons. Advanced Semiconductor Engineering, Inc. | | | --- | --- | --- | | 2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐ | | | 3. | SEC Use Only | | | 4. | Source of Funds (See Instructions) WC | | | 5. | Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐ | | | 6. | Citizenship or Place of Organization Republic of China | | | NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. | Sole Voting Power 779,000,000 | | | 8. | Shared Voting Power | | | 9. | Sole Dispositive Power 779,000,000 | | | 10. | Shared Dispositive Power | | 11. | Aggregate Amount Beneficially Owned by Each Reporting Person 779,000,000 1 | | | 12. | Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐ | | | 13. | Percent of Class Represented by Amount in Row (11) 24.99% | | | 14. | Type of Reporting Person (See Instructions) HC, CO | |
1 Includes 725,749,060 Common Shares of Siliconware Precision Industries Co., Ltd. (“ SPIL ”), par value NT$10.00 per share (“ Common Shares ”) and 10,650,188 American depositary shares (“ ADSs ”) of SPIL, each representing five Common Shares.
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Item 1. Security and Issuer
Advanced Semiconductor Engineering, Inc. ( “ ASE ”) hereby amends and supplements its report on Schedule 13D, as filed on October 2, 2015 13D (the “ Schedule 13D ”), with respect to the Common Shares, NT$10 par value per share, (the “ Common Shares ”), and American depositary shares, each representing five Common Shares (“ ADSs ”), of Siliconware Precision Industries Co., Ltd., a company limited by shares under the Company Law of the Republic of China (“ SPIL ). Unless otherwise indicated, capitalized terms used in this Amendment No. 1, but not defined herein, shall have the meaning assigned to such terms in the Schedule 13D.
Except as set forth herein, the Schedule 13D is unmodified.
Item 4. Purpose of Transaction
Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following information:
On October 5, 2015, ASE issued an open letter to SPIL shareholders, a copy of which is attached as Exhibit 5 .
Item 7. Material to be Filed as Exhibits
Exhibit 5 : An Open Letter to SPIL Shareholders from ASE dated October 5, 2015.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: October 5, 2015
| /s/ Joseph Tung | |
|---|---|
| Name: | Joseph Tung |
| Title: | Chief Financial Officer |
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